The introduction of the new Part L of the building regulations bears all the hallmarks of a classic British farce. So spare a thought for the building control officers who are supposed to be enforcing it. Kristina Smith surveys the chaos.

Imagine the outcry if teachers had been marking GCSE papers without access to the correct answers. Or rather, using last year's answers. "Er…this seems about right. I'll pass this pupil." It couldn't happen.

But this is exactly the position in which building control officers find themselves with the new Part L of the Building Regulations. The government has made its political point about saving the planet, meanwhile building control professionals are left trying to find a pragmatic way through the chaos. And yes, there has been, and will be, some bending of the rules.

"The whole thing is a joke," says Nick Seaton, head of building control for Fenland District Council. "We are all receiving applications that strictly need to comply with the new regulations and we cannot physically check them."

The government brought in the new version of Part L of the Building Regulations, which covers energy efficiency on 6 April, only three weeks after the final version was published. As CM went to press, guidance documentation still had not been published and neither had most of the approved software necessary to do the calculations for housing.

Nor was there a six-month grace period, as people had been lead to believe. In February, the government announced in a press release that this would not apply because it wanted to get down to cutting carbon emissions and immediately. It forgot to send this message out to building control officers, though. "The first I knew about it was when you phoned," says one head of building control.

Impossible deadline

"Everybody in the industry, including the ex-Office of the Deputy Prime Minister, knows we are not in a position to introduce it but the date is a political imperative," says Phil Harrison, business development director with LABC, a company which represents local authority building control departments. Because he is not working for a council, he can afford to be a little more outspoken: "Everybody knows it's not only impractical, it's physically impossible."

Building control officers find themselves between a rock and a hard place. On one side, their bosses at the council, pushing the sustainability agenda and wanting to do the right thing. On the other, their clients, confused, possibly enraged by the sudden disappearance of a grace period and capable of taking their business elsewhere since building control was opened out to competition from the private sector. Strictly, any projects without full building control or not on site before April 6 should meet the new Part L requirements. In practice, many local authorities will have operated an unofficial transition period, perhaps to the end of April. Building control officers also had to advise to some major project clients to start on site once they realised the grace period was not happening.

March and April were busy months for building control officers all over the UK as developers rushed to push their applications through. "That two or three weeks was incredibly difficult for us," says Kevin Dawson, head of building control at Peterborough City Council, whose team processed a rush of 400 housing applications before the deadline. "We've probably got six month's lead in time now." He believes that projects which have full building control will have 12 months to get on site, although this has yet to be officially confirmed by the Department for Communities and Local Government (DCLG, what was the ODPM).

Another building control manager received a phone call from his concerned chief executive just before the April deadline. His boss was in a panic because he had found out that the schools deal the council had been working on for three years was going to increase in value by 5% thanks to the new Part L requirements, making it unaffordable. Fortunately, the project was already on site (thanks to building control's tip-off).

So when can we expect the new regime to really kick in? The first hurdle is getting everybody through training. The DCLG is producing a training CD but as CM went to press it was not yet out. Some 20 training courses were planned around the country for last month and this month, but the problem is that nobody wanted to book their people on them until the final version of the document was in place. Once it was out, there was a mad rush but too few places. There are about 3,000 building control surveyors in the UK.

Dawson is sending four of his team up to Newcastle. In the meantime, it is a case of making sure people have read through and understood the documents.

Chaos looming

While the jigsaw remains incomplete, the advice to would-be developers and contractors is sit down with your local authority and talk things through. For commercial projects, the engineers involved are likely to be up-to-speed with the implications of the new regulations. There are problems with the software which calculates the carbon dioxide output of non-domestic buildings, though.

"It's pretty much unworkable, not very user-friendly," says Seaton. " And the supporting documentation is not there to allow you to put the figures in."

It’s pretty much unworkable, not very user-friendly, And the supporting documentation is not there

Nick Seaton, Fenland District council

So engineers have to make a case for how their building meets the spirit of the regulations.

"A lot of service engineers have been fully aware of the design changes. It's a matter of taking a pragmatic approach," says Ian Bolton, head of building control at Cambridge City Borough Council. "There's no point saying, ‘please comply with this document', if the document has not been published."

There will be some buildings, such as large PFI schemes, that have been on the drawing board for several years that will require total redesign to meet the letter of the new Part L. Here again, building control officers may well take a pragmatic view, perhaps requiring evidence that the yearly carbon dioxide emissions are 27% less than they would have been under the old regime. Harrison talks about "a test of reasonableness which we cannot acknowledge".

Volume housebuilders should not be caught up too much in the initial chaos. Most will have done what is necessary to make sure imminent new developments go ahead under the old regs. That means getting full building control approval or starting on site before 6 April.

Householders looking to do extensions should be OK too, since the regulations apply the old ‘elemental' method. This means making sure that each part of the building, like a window or wall, meets a set thermal performance level.

The people who will be hardest hit are the small builders. "The person these regulations have not dealt with is the ordinary builders, the artisan we all love," says Andy Bayer, building control manager with South Cambridgeshire Borough Council. "He is not in a position where he can do an application any more."

Applications must show the building's yearly carbon dioxide output, and that can only be calculated by someone who has been approved to use the software. Building control officers, although they will have been trained to use the software, can't do this for the jobbing builder, where in the past they could have sat down and examined insulation, say. So that's more work for consultants and more cost on small projects; Bayer estimates £1,000 to £2,000.

Spirit of the regs

So what is happening with those applications that arrived just that bit too late to slip in under the wire but too early for everyone to be up to speed with the new version? "We are applying the new regulations as best we can," says Dawson. So for example, they might ask a builder to increase U-values by 20% to meet the spirit of the regulations

But he reckons that the you-know-what could really start hitting the fan later in the year. "Most people are not really aware of the new requirements. They've got sufficient on their books to work on. Come back and ask me what's happening in October."

Seaton reckons it will be two years before things are running smoothly with the new regulations. Until then it's just business as usual for building control. "This is nothing new to us," says John Prime, head of building control for East Cambridgeshire Borough Council.

"It's worse than normal but we have had to go through lost of totally new documents and new pieces of legislation like Part P.

"We are used to dealing with these issues and coming to sensible and practical solutions."

Why Part L is fatally flawed

It is not just the introduction of the new Part L which the government has got wrong, according to architect Jerry Harrall. The whole basis of the calculations is flawed.

Harrall of Search Architects has won sustainability awards for his earth sheltered designs, a social housing scheme in Honningham, Norfolk, and the Long Sutton Work Life Project in Lincolnshire, yet neither would get through under the new Part L. Why? Because Harrall designs buildings that do not need heating, making the most of warmth from the sun, bodies and appliances, retaining the heat in their walls.

The BRE’s SAP and Ecohomes calculations assume that gas condensing boilers are the most energy efficient solution for heating a home. Harrall includes underfloor heating in his buildings, run on renewable electricity, which is only run in the coldest of spells – eight days this winter in his own home. But because it is electricity, the new Part L penalises the design.

The second stumbling block is solar gain. It is a no-no under the new regs but an essential element for Harrall. “I open up buildings on the south side, maximising and encouraging solar gain.”

Harrall maintains that the new regulations favour prefabricated, lightweight timber structures because they are manufactured off site, which fits in with current government policy. “These can only perform as thermosflasks, they can only contain heat,” he says. “They need mechanical space heating.“ The SAP calculations encourage mechanical ventilation with heat recovery. Harrall’s dense-walled structures act as a heat sink, releasing heat back into the room once temperatures drop, and require no mechanical ventilation.

Harrall makes this impassioned plea: “Let’s rid ourselves of the blight on our landscape of the bland, soulless boxes that are being fed to us by the supermarket housebuilders. We will need to seek alternative construction techniques outside the building regulation remit.”

The lowdown on the regulations from Geoff Wilkinson

Several new Building Regulations came into force on 6 April 2006:

  • new Parts L and P in Schedule 1 of the Building Regulations 2000;
  • new energy efficiency requirements for Buildings to implement Articles 3 to 6 of the Energy Performance of Buildings Directive;
  • new Approved Documents for Parts F, L and P;
  • new approved calculation methodology for Part L;
  • further provisions for self certification; and
  • transitional provisions.

The most significant of these changes are those to Part L, where instead of one single approved document there are now four:

  • L1A for new dwellings;
  • L1B for existing dwellings;
  • L2A for new buildings other than dwellings; and
  • L2B for existing buildings other than dwellings.

The aim of the new regulations is to cut carbon emissions compared with the previous revision of Part L - which came out in 2002 - by 20% from new homes and 27% from other new buildings. Previously designers have been able to use the elemental method (where, say, a particular window has a U-value of X, the wall construction has a U-value of Y) or a whole building method. Now they must follow the national calculation Methodology (NCM)

To calculate CO2 emissions under NCM, designers must use approved tools. For housing there is SAP 2005 (Standard Assessment Procedure) and there are several software programmes that provide this for dwellings up to 450m² floor area. SAP 2005 can be accessed via www.bre.co.uk/sap2005. For other buildings and dwellings with floor areas greater than 450m², you will need to use SBEM (Simplified Building Energy Model). For the time being, SBEM can be accessed via www.ncm.bre.co.uk. The first commercial interface packages, IES <VE Compliance>, came out on 15 May. Others will follow.

As well as making sure CO2 emissions are OK, elements and services in the building have to perform above a level set by the regulations. Equally, solar gain must be limited so that occupants are not forced to fit air conditioning.
All buildings must be pressure tested to make sure that they are performing as they were designed. For dwellings, a sample of each development must be tested. These results will go into the SAP2005 compliance certificates for houses or energy efficiency certificates for other buildings.
Finally, information on how to operate the building in an energy efficient way must be supplied.
An easily overlooked part of the regulations is that relating to consequential improvements (regulation 17D). However, this is perhaps the most sweeping change in the regulations since the 1970s. Previously there has been no requirement to upgrade an existing building, and requirements have been written to ensure that existing situations are not adversely affected. Under the new Regulation you will need to allow for improving the thermal performance of an existing building if it has a floor area greater than 1,000m² and you are proposing:

a. an extension; or
b. the initial provision of any fixed building services; or
c. an increase to the installed capacity of any fixed building services.

Although there are limits and you wont be asked to do anything that is not technically, functionally and economically feasible, it is likely to add up to 10% to most building projects.

The implementation of Part L has been blighted by problems with the supporting documentation. The DCLG has admitted that there are inaccuracies in the version of Approved Documents released on 15 March 2006. These inaccuracies have now been amended and if you downloaded Part L1A between 15 and 31 March, you are encouraged to download the definitive version from the website and refer to the marked-up version to view the specific corrections made.

To make matters worse, many of the second tier documents are still not available, such as TIMS HVAC Guidance for Achieving Compliance with Part L of the Building Regulations, 2006.

The DCLG is now doing everything it can to rectify this situation and a number of booklets for builders will be available in June 2006 providing more detailed guidance on how to comply with the Part L Approved Documents L1A and L1B. They have also launched a helpdesk for Part L enquiries - telephone 0845 365 4357. Email enquiries.br@odpm.gsi.gov.uk.

Geoff Wilkinson is a director of Butler and Young Ltd, the largest commercial Approved Inspector. www.byl.co.uk